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Regulatory Legal Counsel

Spiko · Paris

New
Senior 🇬🇧 English
MiFID MiCA MiFIR UCITS AIFMD PRIIPS DORA GDPR

Job description

About the role

Spiko, a fintech providing cash management infrastructure for SMEs, non-profits, financial advisers and fintechs, is scaling fast with new products, new countries and new regulatory frameworks. It needs a Regulatory Counsel to own the groundwork behind this growth, reporting to the Head of Legal & Compliance and joining as one of the early members of the legal team.

Key responsibilities

  • Lead license applications, including extensions of the existing MiFID investment firm license or a free-standing MiCA license, and act as main contact with regulators and external counsel
  • Handle passporting notifications for cross-border distribution in the EU/EEA and ensure legal compliance in host countries
  • Work with the Compliance team on regulatory compliance: drafting and updating operational procedures, maintaining registers, auditing counterparties and filing regulatory reports
  • Support the Head of Legal with non-recurring matters such as new product analysis, legal documentation updates, corporate law, litigation and non-core commercial agreements

Required profile

  • Degree from a law university or business school, ideally in banking and financial law
  • At least 4 years of experience in a fintech legal department, a banking/financial institution or a law firm's financial regulation department
  • Proven track record engaging French (and/or other EU) financial regulators on license applications
  • Native French with excellent written skills and professional English
  • Ambitious mindset and willingness to manage legal and regulatory compliance across several jurisdictions and frameworks

Required skills

  • Expert knowledge of MiFID/MiFIR, MiCA and anti-money laundering regulations
  • Nice to have: UCITS/AIFMD/PRIIPS, DORA and GDPR experience, and experience in a fast-growing fintech start-up

What we offer

  • Base salary depending on experience plus stock options
  • Office in central Paris, with up to two days per week and one full remote week per month
  • Latest laptops and software, health insurance fully covered, monthly perk budget, 50% public transport pass or FMD, referral bonus, after-work drinks and offsites twice a year

Questions fréquentes

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Source : ats:teamtailor

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Published 7 hours ago

Expires 1 month from now

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Spiko

Paris