Regulatory Legal Counsel
Spiko · Paris
Description du poste
About the role
Spiko, a fintech providing cash management infrastructure for SMEs, non-profits, financial advisers and fintechs, is scaling fast with new products, new countries and new regulatory frameworks. It needs a Regulatory Counsel to own the groundwork behind this growth, reporting to the Head of Legal & Compliance and joining as one of the early members of the legal team.
Key responsibilities
- Lead license applications, including extensions of the existing MiFID investment firm license or a free-standing MiCA license, and act as main contact with regulators and external counsel
- Handle passporting notifications for cross-border distribution in the EU/EEA and ensure legal compliance in host countries
- Work with the Compliance team on regulatory compliance: drafting and updating operational procedures, maintaining registers, auditing counterparties and filing regulatory reports
- Support the Head of Legal with non-recurring matters such as new product analysis, legal documentation updates, corporate law, litigation and non-core commercial agreements
Required profile
- Degree from a law university or business school, ideally in banking and financial law
- At least 4 years of experience in a fintech legal department, a banking/financial institution or a law firm's financial regulation department
- Proven track record engaging French (and/or other EU) financial regulators on license applications
- Native French with excellent written skills and professional English
- Ambitious mindset and willingness to manage legal and regulatory compliance across several jurisdictions and frameworks
Required skills
- Expert knowledge of MiFID/MiFIR, MiCA and anti-money laundering regulations
- Nice to have: UCITS/AIFMD/PRIIPS, DORA and GDPR experience, and experience in a fast-growing fintech start-up
What we offer
- Base salary depending on experience plus stock options
- Office in central Paris, with up to two days per week and one full remote week per month
- Latest laptops and software, health insurance fully covered, monthly perk budget, 50% public transport pass or FMD, referral bonus, after-work drinks and offsites twice a year
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Spiko
Paris
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